Uncategorized

Subscribe to Uncategorized via RSS

Impact of Dodd-Frank on Community Banks and Credit Unions

By David Jenson on 09/17/2012

…
Continue Reading Impact of Dodd-Frank on Community Banks and Credit Unions

GAO Makes Recommendations to FSOC and OFR on Transparency

By Steve Quinlivan on 09/16/2012

…
Continue Reading GAO Makes Recommendations to FSOC and OFR on Transparency

SEC Releases JOBS Act Research Analyst FAQs

By David Jenson on 09/07/2012

…
Continue Reading SEC Releases JOBS Act Research Analyst FAQs

New Disclosure Requirements for Resource Extraction Issuers

By Jill Radloff on 09/04/2012

…
Continue Reading New Disclosure Requirements for Resource Extraction Issuers

SEC Confirms Private Funds May Engage in General Solicitations for Regulation D Offerings

By Steve Quinlivan on 08/31/2012

…
Continue Reading SEC Confirms Private Funds May Engage in General Solicitations for Regulation D Offerings

Proposed Amendments to Rule 144A

By Steve Quinlivan on 08/31/2012

…
Continue Reading Proposed Amendments to Rule 144A

Proposed Rule on General Advertising and Solicitation in Rule 506 Offerings

By David Jenson on 08/30/2012

…
Continue Reading Proposed Rule on General Advertising and Solicitation in Rule 506 Offerings

Conflict Minerals –The Reasonable Country of Origin Inquiry

By David Jenson on 08/27/2012

…
Continue Reading Conflict Minerals –The Reasonable Country of Origin Inquiry

The Conflict Minerals Report’s Content and Supply Chain Due Diligence

By Steve Quinlivan on 08/26/2012

…
Continue Reading The Conflict Minerals Report’s Content and Supply Chain Due Diligence

Scope of Conflict Mineral Disclosure Requirements

By Steve Quinlivan on 08/25/2012

…
Continue Reading Scope of Conflict Mineral Disclosure Requirements