Continue Reading FSOC Issues Annual Report and Highlights Emerging Threats
GAO Studies Delay in Conflict Minerals Rule
CFTC Approves Final Rule on End-User Exception
CFTC Starts Clock on Numerous Compliance Requirements by Approving Final Definition of “Swap”
CFTC Definition of “Swap” Addresses “Forward Contract Exclusion”
CFTC Issues Interpretation on Consumer and Commercial Transactions that are Not “Swaps”
GAO Studies Regulation A in Connection with JOBS Act
Minnesota to Examine Investment Advisers
Regulators Make Portions of “Living Wills” Publically Available