Mandatory Clawbacks are on the Way—A Checklist of Items to Consider By Steve Quinlivan on 12/30/2010 … Continue Reading Mandatory Clawbacks are on the Way—A Checklist of Items to Consider
FDIC to Revise Rules as a Result of Amendment to Dodd-Frank Act By Steve Quinlivan on 12/28/2010 … Continue Reading FDIC to Revise Rules as a Result of Amendment to Dodd-Frank Act
SEC Extends Temporary Rule Regarding Principal Trades with Certain Advisory Clients By Steve Quinlivan on 12/28/2010 … Continue Reading SEC Extends Temporary Rule Regarding Principal Trades with Certain Advisory Clients
An Analysis of Recently Adopted Clawback Provisions By Steve Quinlivan on 12/27/2010 … Continue Reading An Analysis of Recently Adopted Clawback Provisions
micval33 Dodd-Frank Act to be Amended Again By Steve Quinlivan on 12/27/2010 … Continue Reading Dodd-Frank Act to be Amended Again
Recent Bylaw Amendments that Address Proxy Access By Steve Quinlivan on 12/26/2010 … Continue Reading Recent Bylaw Amendments that Address Proxy Access
Federal Reserve Sets Course for Rulemaking By Steve Quinlivan on 12/26/2010 … Continue Reading Federal Reserve Sets Course for Rulemaking
Key Themes From Say-on-Pay and Frequency Proposals—A Checklist of Ideas By Jill Radloff on 12/22/2010 … Continue Reading Key Themes From Say-on-Pay and Frequency Proposals—A Checklist of Ideas
First Public Company Receives Benefit of SEC Cooperation Policy—Implications for Whistleblower Claims By Steve Quinlivan on 12/20/2010 … Continue Reading First Public Company Receives Benefit of SEC Cooperation Policy—Implications for Whistleblower Claims
SEC Proposes Permanent Rule Requiring Municipal Advisors to Register With Agency By Steve Quinlivan on 12/20/2010 … Continue Reading SEC Proposes Permanent Rule Requiring Municipal Advisors to Register With Agency