CFTC Proposes Rule to Implement End User Exception
Say-on-Pay Examples and Thoughts and Observations
CFTC and SEC to Host Roundtable on Capital and Margin Requirements
SEC Proposes Revised Fees for Investment Advisers
Discord at the CFTC?
CFTC and SEC to Accept Comments on a Study on Standardized Computer-Readable Algorithmic Descriptions
Treasury Requests Private Sector to Develop System to Identify Financial Contracts
SEC Adopts Temporary Rule Regarding Principal Trades with Certain Advisory Clients
