CFTC to Propose Definitions of “Swap Dealer” and “Major Swap Participant” on Dec 1
A Definition of “Venture Capital” Only the SEC Could Think Of
SEC Proposes Rules for Private Fund Adviser Exemption
Paperwork Galore: SEC Proposes Rules Requiring Public Reporting by Exempt Investment Advisers
ISS to Recommend Annual Say-On-Pay Votes and Shifts Course on Director Attendance
SEC Proposes Rules on Security-Based Swap Reporting
CFTC Proposes Rule on Real Time Public Reporting of Swap Transaction and Pricing Data
Federal Reserve Issues Proposal to Implement Volcker Rule Conformance Period