CFTC Proposes Rules on Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants
CFTC Proposes Rules Establishing Duties of Swap Dealers and Major Swap Participants
CFTC Publishes Whistleblower Proposal—Double Jeopardy for SEC Registrants?
CFTC to Consider Real-Time Public Reporting of Swap Transaction Data Nov. 19
Notice Requirements for Noninterest-bearing Transaction Accounts
SEC Meeting to Address Investment Advisers Rules on Nov. 19
Examples of Hedging Policies
CFTC Proposes Anti-Manipulation Rules