Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Uncategorized
FDIC Approves Rule to Implement Section 343 of Dodd-Frank Act
By Steve Quinlivan on
Should Public Companies Include the Optional Advisory Vote on Parachute Arrangements?
By Jill Radloff on
Say-On-Pay: Board Recommendations
By David Jenson on
Fed Establishes Office of Financial Stability Policy and Research
By Steve Quinlivan on
SEC Proposes New Rule to Prevent Fraud in Connection With Security-Based Swaps
By Steve Quinlivan on
SEC’s Proposed Whistleblower Rules—the Good, Bad and Ugly
By Steve Quinlivan on
CFTC to Consider Registration of Swap Dealers Nov. 10
By Steve Quinlivan on
SEC Proposal to Require Institutional Investment Managers to Report Say-On-Pay Votes
By Steve Quinlivan on
Treasury Seeks Comment on Whether Currency Swaps and Forwards Should be Regulated
By Steve Quinlivan on