Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
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SEC Chairman Speaks to NACD — Upcoming Rulemaking; Recent Proxy Rules
By Steve Quinlivan on
CFTC to Hold Open Meeting on Third Series of Proposed Rules under the Dodd-Frank Act
By Steve Quinlivan on
CFTC Adopts Proposed Rules Regarding Protection of Consumer Information, Position Reports and a Definition of Agricultural Commodity
By Steve Quinlivan on
FDIC Board Proposes Comprehensive, Long-range Fund Management Plan
By Steve Quinlivan on
SEC Proposes Say-On-Pay Rules
By Steve Quinlivan on
CFTC Staff to Host Public Roundtable to Discuss Individual Customer Collateral Protection
By Steve Quinlivan on
Joint CFTC and SEC Roundtable on Credit Default Swaps
By Steve Quinlivan on
More Examples of Dodd-Frank Disclosures in SEC Filings
By Jill Radloff on
SEC Requests Comment on Study of SOX Compliance Burden
By David Jenson on