Dealing With Rating Agencies After Regulation FD Change By Steve Quinlivan on 10/10/2010 … Continue Reading Dealing With Rating Agencies After Regulation FD Change
micval33 Public Companies Will Need Special Board Approval to Enter Into Non-Cleared Swaps By Steve Quinlivan on 10/09/2010 … Continue Reading Public Companies Will Need Special Board Approval to Enter Into Non-Cleared Swaps
Say-on-Pay Issues — What to Expect this Month from the SEC By Jill Radloff on 10/08/2010 … Continue Reading Say-on-Pay Issues — What to Expect this Month from the SEC
SEC Delegates Authority Related to SRO Rule Proposals to Facilitate Dodd-Frank Compliance By Steve Quinlivan on 10/07/2010 … Continue Reading SEC Delegates Authority Related to SRO Rule Proposals to Facilitate Dodd-Frank Compliance
micval33 SEC Meeting to Consider Security-Based Swaps and Asset-Backed Securities By Steve Quinlivan on 10/06/2010 … Continue Reading SEC Meeting to Consider Security-Based Swaps and Asset-Backed Securities
Do I Need to Report My Swaps or Preserve Data? By Steve Quinlivan on 10/06/2010 … Continue Reading Do I Need to Report My Swaps or Preserve Data?
The Volcker Rule and Hedge Funds, Private Equity and Venture Capital Funds By Steve Quinlivan on 10/06/2010 … Continue Reading The Volcker Rule and Hedge Funds, Private Equity and Venture Capital Funds
micval33 Proposed Dodd-Frank Disclosures for Asset-Backed Securities By Steve Quinlivan on 10/04/2010 … Continue Reading Proposed Dodd-Frank Disclosures for Asset-Backed Securities
SEC Stays Proxy Access Rules By Steve Quinlivan on 10/04/2010 … Continue Reading SEC Stays Proxy Access Rules
CFTC Issues Proposed Rules on Financial Resource Requirements for DCOs and SIDCOs and Conflicts of Interest By Steve Quinlivan on 10/03/2010 … Continue Reading CFTC Issues Proposed Rules on Financial Resource Requirements for DCOs and SIDCOs and Conflicts of Interest