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SEC Proposes Rules on Window Dressing

By Steve Quinlivan on 09/17/2010

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SEC Adopts Rules Related to Section 404 Reports for Non-Accelerated Filers

By Steve Quinlivan on 09/15/2010

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The “Family Office” Exemption

By Jill Radloff on 09/15/2010

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CFTC Speaks on Grandfather Petitions

By Steve Quinlivan on 09/10/2010

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SEC to Propose Rules on Disclosures Related to Short-Term Borrowings

By Steve Quinlivan on 09/10/2010

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Shareholder Proxy Access Under New Rule 14a-11

By David Jenson on 09/10/2010

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Proxy Access: What do SEC Filings Reveal?

By Steve Quinlivan on 09/09/2010

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CFTC to Publish All Outside Meetings Regarding Implementation of Dodd-Frank

By Steve Quinlivan on 09/08/2010

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SEC, CFTC To Host Joint September Roundtables On Swap and Security-Based Swap Matters

By Steve Quinlivan on 09/08/2010

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NYSE Submits Proposed Rule to SEC on Elimination of Broker Discretionary Voting on Executive Compensation Matters

By Steve Quinlivan on 09/07/2010

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