SEC Official Explains When Tokens and Coins are Securities By Steve Quinlivan on 06/14/2018 … Continue Reading SEC Official Explains When Tokens and Coins are Securities
House Subcommittee Reviews Legislation that would Fundamentally Alter Securities Litigation By Steve Quinlivan on 06/13/2018 … Continue Reading House Subcommittee Reviews Legislation that would Fundamentally Alter Securities Litigation
SEC Commissioner Believes Rule 10b-18 should not be Available if Executives are Selling By Steve Quinlivan on 06/11/2018 … Continue Reading SEC Commissioner Believes Rule 10b-18 should not be Available if Executives are Selling
Minnesota Revises Business Organization Statutes By David Jenson & Steve Quinlivan on 06/04/2018 … Continue Reading Minnesota Revises Business Organization Statutes
SEC Charges 13 Private Fund Advisers for Failure to File Form PF By Steve Quinlivan on 06/02/2018 … Continue Reading SEC Charges 13 Private Fund Advisers for Failure to File Form PF
micval33 Dodd-Frank Rollback Requires Changes to Regulation A+ and Rule 701 By Steve Quinlivan on 05/24/2018 … Continue Reading Dodd-Frank Rollback Requires Changes to Regulation A+ and Rule 701
SEC Issues FAQs on Compensation Plan Proposals Included in Proxy Statements By Steve Quinlivan on 05/11/2018 … Continue Reading SEC Issues FAQs on Compensation Plan Proposals Included in Proxy Statements
Longfin, Rule 144 and Affiliate Status By Steve Quinlivan on 05/03/2018 … Continue Reading Longfin, Rule 144 and Affiliate Status
SEC Proposed Interpretive Guidance for Investment Advisers: Implications for Private Equity By Steve Quinlivan on 04/29/2018 … Continue Reading SEC Proposed Interpretive Guidance for Investment Advisers: Implications for Private Equity
Yahoo/Altaba Agree to $35 Million SEC Penalty for Failure to Disclose Massive Security Breach By Steve Quinlivan on 04/24/2018 … Continue Reading Yahoo/Altaba Agree to $35 Million SEC Penalty for Failure to Disclose Massive Security Breach