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When is an Initial Coin Offering a Security?

By Steve Quinlivan on 07/31/2017

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Independent Directors, Law Firm and Financial Advisor not Liable for Omissions in Private Tender Offer

By Steve Quinlivan on 07/26/2017

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SEC Finds Initial Coin Offerings Can be Securities

By Steve Quinlivan on 07/25/2017

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FSOC to Review Volcker Rule; Regulators Defer Enforcement for Foreign Funds

By Steve Quinlivan on 07/24/2017

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Treasury’s Recommendations for the Volcker Rule

By Steve Quinlivan on 07/19/2017

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SEC Commissioner Supports Mandatory Shareholder Arbitration

By Steve Quinlivan on 07/18/2017

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New SEC Chair Announces Guiding Principles

By Steve Quinlivan on 07/12/2017

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CPA Can’t be a Whistleblower for Non-Public Entities

By Steve Quinlivan on 07/10/2017

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SEC Issues Additional Guidance on Voluntary Confidential Submissions for All Issuers

By Steve Quinlivan on 07/03/2017

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NYSE Proposes to Revise Notifications Prior to Dividend Announcements

By Steve Quinlivan on 07/02/2017

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