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Judge Orders Status Report in Conflict Minerals Case

By Steve Quinlivan on 02/15/2017

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SEC Targets Lapses in Ownership Reporting in Battles for Corporate Control

By Steve Quinlivan on 02/14/2017

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SEC Approves T+2 settlement; Abides by T+4 settlement for Firm Commitment Deals

By Steve Quinlivan on 02/14/2017

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NJ Supreme Court Clarifies Standard for Member Expulsion under LLC Act

By David Jenson on 02/14/2017

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OCIE Issues Alert on the Five Most Frequent Compliance Topics Identified in Examinations of Investment Advisers

By Steve Quinlivan on 02/08/2017

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Trump’s 2 for 1 Regulatory Reduction Challenged in Court

By Steve Quinlivan on 02/08/2017

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SEC to Reconsider Implementation of Pay Ratio Rule

By Steve Quinlivan on 02/06/2017

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OMB Provides Guidance on Trump’s 2 for 1 Regulatory Cuts

By Steve Quinlivan on 02/06/2017

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What’s Next Under the Congressional Review Act?

By Steve Quinlivan on 02/04/2017

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Trump Requires DOL to Reevaluate the Fiduciary Rule

By Steve Quinlivan on 02/03/2017

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