Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
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Minnesota Court Finds Structuring of Sale Transaction Did Not Violate Duty of Good Faith and Fair Dealing
By Steve Quinlivan on
SEC Finds Employee Manual Violates Dodd-Frank
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Supreme Court Holds Generic Nature of Statements Must Be Considered When Granting Class Certification in Securities Litigation
By Steve Quinlivan on
House Passes ESG Disclosure Simplification Act of 2021
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Investors Sue to Invalidate Rule 14a-8 Amendments
By Steve Quinlivan on
SEC Charges Issuer with Cybersecurity Disclosure Controls Failures
By Steve Quinlivan on
Gensler Hints at Proposed Changes to Rule 10b5-1
By Steve Quinlivan on
Buyer Potentially Liable for Earnout Even Though it had Right to Operate Target in its Discretion
By Steve Quinlivan on
Pre-Closing Dividend Did Not Violate Appraisal Rights Statute
By Steve Quinlivan on