New Tender Offer CDIs Issued by SEC’s Office of Mergers and Acquisitions By Steve Quinlivan on 11/18/2016 … Continue Reading New Tender Offer CDIs Issued by SEC’s Office of Mergers and Acquisitions
micval33 Repeal Dodd-Frank in a Spending Bill? By Steve Quinlivan on 11/17/2016 … Continue Reading Repeal Dodd-Frank in a Spending Bill?
Four Eye-Opening New C&DIs Issued by the SEC’s Division of Corporation Finance By Steve Quinlivan on 11/17/2016 … Continue Reading Four Eye-Opening New C&DIs Issued by the SEC’s Division of Corporation Finance
A Window into Trump’s SEC? By Steve Quinlivan on 11/15/2016 … Continue Reading A Window into Trump’s SEC?
CFTC Approves Final Rule for Filing Chief Compliance Officer Annual Reports By Steve Quinlivan on 11/13/2016 … Continue Reading CFTC Approves Final Rule for Filing Chief Compliance Officer Annual Reports
SEC Staff Allows Exclusion of “Fix Proxy Access” Proposal under (i)(10) By Steve Quinlivan on 11/11/2016 … Continue Reading SEC Staff Allows Exclusion of “Fix Proxy Access” Proposal under (i)(10)
SEC Grants Broker-Dealers Relief under New Lease Accounting Standard By Steve Quinlivan on 11/11/2016 … Continue Reading SEC Grants Broker-Dealers Relief under New Lease Accounting Standard
Trump and the Repeal of Dodd-Frank By Steve Quinlivan on 11/10/2016 … Continue Reading Trump and the Repeal of Dodd-Frank
New C&DI’s on Fee Calculations and Form S-8 By Steve Quinlivan on 11/09/2016 … Continue Reading New C&DI’s on Fee Calculations and Form S-8
ISS Announces Pay-for-Performance Methodology Updates for 2017 By Steve Quinlivan on 11/08/2016 … Continue Reading ISS Announces Pay-for-Performance Methodology Updates for 2017