Uncategorized

Subscribe to Uncategorized via RSS

SEC Approves Nasdaq Golden Leash Disclosure Rule

By Steve Quinlivan on 07/01/2016

…
Continue Reading SEC Approves Nasdaq Golden Leash Disclosure Rule

Successful Two-Step Tender Offer has the Same Revlon Cleansing Effect as a Stockholder Vote

By Steve Quinlivan on 07/01/2016

…
Continue Reading Successful Two-Step Tender Offer has the Same Revlon Cleansing Effect as a Stockholder Vote

Examples of Brexit Disclosures in SEC Filings

By Steve Quinlivan on 06/29/2016

…
Continue Reading Examples of Brexit Disclosures in SEC Filings

SEC Proposes Rule Requiring Investment Advisers to Adopt Business Continuity and Transition Plans

By Steve Quinlivan on 06/28/2016

…
Continue Reading SEC Proposes Rule Requiring Investment Advisers to Adopt Business Continuity and Transition Plans

Court Holds Drafting Contracts Violates Sarbanes-Oxley

By Steve Quinlivan on 06/28/2016

…
Continue Reading Court Holds Drafting Contracts Violates Sarbanes-Oxley

SEC Adopts Resource Extraction Rules

By Steve Quinlivan on 06/27/2016

…
Continue Reading SEC Adopts Resource Extraction Rules

SEC Proposes Increasing Threshold to Qualify as a Smaller Reporting Company

By Steve Quinlivan on 06/27/2016

…
Continue Reading SEC Proposes Increasing Threshold to Qualify as a Smaller Reporting Company

Tesla, SolarCity and Social Media

By Steve Quinlivan on 06/21/2016

…
Continue Reading Tesla, SolarCity and Social Media

Pending Legislation Would Streamline Regulation of Private Equity

By Steve Quinlivan on 06/17/2016

…
Continue Reading Pending Legislation Would Streamline Regulation of Private Equity

CFTC Supplemental Proposal Would Authorize Exchanges to Administer More Flexible Approach to Bona Fide Hedge Exemption to Position Limits

By Steve Quinlivan on 06/14/2016

…
Continue Reading CFTC Supplemental Proposal Would Authorize Exchanges to Administer More Flexible Approach to Bona Fide Hedge Exemption to Position Limits