Continue Reading SEC Commissioners Explain Dissent from Enforcement Action Related to 10b5-1 Plan
Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Uncategorized
SEC Harmonizes and Improves Exempt Offering Framework
By Steve Quinlivan on
PCAOB Issues Report on Initial Impact of CAM Requirements
By Steve Quinlivan on
SEC Charges Company for Implementing Stock Buyback Plan Before Acquisition Negotiations Resumed
By Steve Quinlivan on
ISS Launches Open Comment Period for 2021 ISS Benchmark Voting Policy Changes
By Steve Quinlivan on
SEC Proposes Expanded Exemption for “Finders”
By Steve Quinlivan on
Preliminary Planning for the 2021 Proxy Season
By Steve Quinlivan on
SEC Modifies Shareholder Proposals Framework
By Steve Quinlivan on
DOL Proposes Rule on Employee Benefit Plan Proxy Voting and Exercises of Other Shareholder Rights
By Steve Quinlivan on
Changes to Subscription Agreements as a Result of Revised Accredited Investor Definition
By Steve Quinlivan on