Corzine Settles CFTC’s MF Global Charges for $5 Million By Steve Quinlivan on 01/05/2017 … Continue Reading Corzine Settles CFTC’s MF Global Charges for $5 Million
CFTC Approves Final Rule for Filing Chief Compliance Officer Annual Reports By Steve Quinlivan on 11/13/2016 … Continue Reading CFTC Approves Final Rule for Filing Chief Compliance Officer Annual Reports
CFTC Extends Exemptions of RTO Energy Products to Bar Private Rights of Action By Steve Quinlivan on 10/24/2016 … Continue Reading CFTC Extends Exemptions of RTO Energy Products to Bar Private Rights of Action
CFTC Extends Swap Dealer De Minimis Phase-In Period By Steve Quinlivan on 10/13/2016 … Continue Reading CFTC Extends Swap Dealer De Minimis Phase-In Period
CFTC Chief Supports Extension of Swap Dealer De Minimis Exemption By Steve Quinlivan on 09/16/2016 … Continue Reading CFTC Chief Supports Extension of Swap Dealer De Minimis Exemption
CFTC Proposes to Amend Whistleblower Rules to Provide Anti-Retaliation Enforcement Authority By Steve Quinlivan on 09/01/2016 … Continue Reading CFTC Proposes to Amend Whistleblower Rules to Provide Anti-Retaliation Enforcement Authority
CFTC Supplemental Proposal Would Authorize Exchanges to Administer More Flexible Approach to Bona Fide Hedge Exemption to Position Limits By Steve Quinlivan on 06/14/2016 … Continue Reading CFTC Supplemental Proposal Would Authorize Exchanges to Administer More Flexible Approach to Bona Fide Hedge Exemption to Position Limits
CFTC Proposes Guidance Clarifying that Certain Electric Capacity and Natural Gas Peaking Contracts are not “Swaps” By Steve Quinlivan on 04/05/2016 … Continue Reading CFTC Proposes Guidance Clarifying that Certain Electric Capacity and Natural Gas Peaking Contracts are not “Swaps”
CFTC Collects $2.69 Million in Spoofing Action By Steve Quinlivan on 04/05/2016 … Continue Reading CFTC Collects $2.69 Million in Spoofing Action
CFTC Eliminates Certain Trade Option Reporting and Recordkeeping Requirements for End Users By Steve Quinlivan on 03/16/2016 … Continue Reading CFTC Eliminates Certain Trade Option Reporting and Recordkeeping Requirements for End Users