CFTC Proposes Changes to Trade Option Rules for End Users By Steve Quinlivan on 05/07/2015 … Continue Reading CFTC Proposes Changes to Trade Option Rules for End Users
CFTC Says Securitization SPVs Eligible for End-User Exception By Steve Quinlivan on 05/04/2015 … Continue Reading CFTC Says Securitization SPVs Eligible for End-User Exception
CFTC Taking Action on Inaccurate Reporting By Steve Quinlivan on 04/08/2015 … Continue Reading CFTC Taking Action on Inaccurate Reporting
CFTC Provides Chief Compliance Officers Additional Time to Submit Annual Reports By Steve Quinlivan on 03/29/2015 … Continue Reading CFTC Provides Chief Compliance Officers Additional Time to Submit Annual Reports
CFTC to Shift Enforcement Actions to Administrative Courts By Steve Quinlivan on 03/21/2015 … Continue Reading CFTC to Shift Enforcement Actions to Administrative Courts
CFTC’s Massad on End-Users By Steve Quinlivan on 02/26/2015 … Continue Reading CFTC’s Massad on End-Users
Asset Manager Hedging Results Fined for Failing to Register as a Commodity Trading Advisor By Steve Quinlivan on 02/12/2015 … Continue Reading Asset Manager Hedging Results Fined for Failing to Register as a Commodity Trading Advisor
End-Users Are Dodd-Frank Collateral Damage According To CFTC Commissioner By Steve Quinlivan on 01/29/2015 … Continue Reading End-Users Are Dodd-Frank Collateral Damage According To CFTC Commissioner
Illegal “Wash Sales” in Futures Contracts Result in $35 Million Fine By Steve Quinlivan on 12/22/2014 … Continue Reading Illegal “Wash Sales” in Futures Contracts Result in $35 Million Fine
Others May Seek Swap Reporting Delay Like Southwest By Steve Quinlivan on 12/22/2014 … Continue Reading Others May Seek Swap Reporting Delay Like Southwest