CFTC Gives Treasury Affiliates More Relief From Clearing Requirements By Steve Quinlivan on 11/26/2014 … Continue Reading CFTC Gives Treasury Affiliates More Relief From Clearing Requirements
CFTC Proposes Important Clarification on Forward Contracts with Embedded Volumetric Optionality By Steve Quinlivan on 11/22/2014 … Continue Reading CFTC Proposes Important Clarification on Forward Contracts with Embedded Volumetric Optionality
Spoofing Back in the News — First Criminal Indictment for Spoofing; CFTC Settlement Lays Out Telltale Signs of Spoofing By Steve Quinlivan on 10/13/2014 … Continue Reading Spoofing Back in the News — First Criminal Indictment for Spoofing; CFTC Settlement Lays Out Telltale Signs of Spoofing
CFTC Finalizes Rule to Exclude Swaps with Municipal Utilities From $25 Million De Minimis Swap Dealer Threshold By Steve Quinlivan on 10/06/2014 … Continue Reading CFTC Finalizes Rule to Exclude Swaps with Municipal Utilities From $25 Million De Minimis Swap Dealer Threshold
CFTC Proposes Margin Rules for Uncleared Swaps By Steve Quinlivan on 09/17/2014 … Continue Reading CFTC Proposes Margin Rules for Uncleared Swaps
CFTC Proposes Rule to Exclude Municipal Utilities from $25 Million De Minimis Swap Dealer Threshold By Steve Quinlivan on 06/02/2014 … Continue Reading CFTC Proposes Rule to Exclude Municipal Utilities from $25 Million De Minimis Swap Dealer Threshold
Auditors of Futures Commission Merchants: Know the Audit Rules or You Will Be Fined By Steve Quinlivan on 05/06/2014 … Continue Reading Auditors of Futures Commission Merchants: Know the Audit Rules or You Will Be Fined
CFTC Opens Broad Inquiry into Swap Data Recordkeeping and Reporting By Steve Quinlivan on 03/26/2014 … Continue Reading CFTC Opens Broad Inquiry into Swap Data Recordkeeping and Reporting
CFTC & FERC Take Steps to Implement Information Sharing MOU By Steve Quinlivan on 03/05/2014 … Continue Reading CFTC & FERC Take Steps to Implement Information Sharing MOU
Make CFTC Large Trader Report Available to FERC by the End of February, Eight Democratic Senators Tell CFTC Chairman By Steve Quinlivan on 02/17/2014 … Continue Reading Make CFTC Large Trader Report Available to FERC by the End of February, Eight Democratic Senators Tell CFTC Chairman