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FERC & CFTC sign MOUs on Jurisdiction and Information Sharing (Finally)

By Steve Quinlivan on 01/06/2014

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New Year Brings Changes to End User Reporting Requirements for Trade Options and Swaps

By Steve Quinlivan on 12/31/2013

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Second Recent CFTC “Banging the Close” Case Results in Various CEA Violations, Fines, Trading Bans

By Steve Quinlivan on 12/06/2013

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Protecting a Position by “Banging the Close” and “Spoofing” Will Be Penalized – the CFTC

By Steve Quinlivan on 11/21/2013

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“Red Flags” of Market Manipulation and Effective Compliance Programs

By Steve Quinlivan on 11/13/2013

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Who are the Swap Dealers?

By Steve Quinlivan on 11/11/2013

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CFTC Re-Proposes Position Limits on Physical Commodity Derivatives

By Steve Quinlivan on 11/06/2013

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CFTC Abandons Old Position Limits Rule in Favor of New Rule

By Steve Quinlivan on 10/29/2013

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Record CFTC Fines in 2013

By Steve Quinlivan on 10/28/2013

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CFTC Responds to FAQ on Commodity Options

By Steve Quinlivan on 09/30/2013

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