FERC’s BP America Manipulation Show Cause and Proposed $28 Million Penalty Highlights the Interrelationship Between CFTC and FERC in Enforcement Matters
High Frequency Trader “Spoofs” and “Layers” his Way to Penalties from U.S and British Regulators
DC Circuit Upholds CFTC Rules Using Criteria Prior to 2003 for Excluding Registered Investment Companies from Commodity Pool Operator Status
CFTC’s Final Rule on Disruptive Trading Clarifies Disruptive Trading Practices, including that “Strobing” is Prohibited “Spoofing”
CFTC (and FERC) Compliance Managers Take Note – CFTC Schedules Vote on Final Interpretation of Disruptive Trading Practices
CFTC Reiterates that “Wash Trades” Are “Grave Violations” in Penalizing Two Experienced Traders for Wash Trading
CFTC’s Final Rule Exempting Certain RTO Transactions from CFTC Regulation Largely Affirms Earlier Order but Offers Helpful Changes to Market Participants
DC Circuit Tells FERC That CFTC Has Exclusive Jurisdiction Over Manipulation in Futures Markets Even If It Impacts FERC Markets