SEC Targets Lapses in Ownership Reporting in Battles for Corporate Control By Steve Quinlivan on 02/14/2017 … Continue Reading SEC Targets Lapses in Ownership Reporting in Battles for Corporate Control
New Corp Fin CDIs Clarify QIB Status for Rule 144A Offerings By Steve Quinlivan on 12/09/2016 … Continue Reading New Corp Fin CDIs Clarify QIB Status for Rule 144A Offerings
New Tender Offer CDIs Issued by SEC’s Office of Mergers and Acquisitions By Steve Quinlivan on 11/18/2016 … Continue Reading New Tender Offer CDIs Issued by SEC’s Office of Mergers and Acquisitions
Four Eye-Opening New C&DIs Issued by the SEC’s Division of Corporation Finance By Steve Quinlivan on 11/17/2016 … Continue Reading Four Eye-Opening New C&DIs Issued by the SEC’s Division of Corporation Finance
SEC Staff Allows Exclusion of “Fix Proxy Access” Proposal under (i)(10) By Steve Quinlivan on 11/11/2016 … Continue Reading SEC Staff Allows Exclusion of “Fix Proxy Access” Proposal under (i)(10)