CFTC Proposes Changes to Trade Option Rules for End Users By Steve Quinlivan on 05/07/2015 … Continue Reading CFTC Proposes Changes to Trade Option Rules for End Users
CFTC Says Securitization SPVs Eligible for End-User Exception By Steve Quinlivan on 05/04/2015 … Continue Reading CFTC Says Securitization SPVs Eligible for End-User Exception
Dodd-Frank Anti-Spoofing Statute Not Void for Vagueness For High Frequency Trader By Steve Quinlivan on 04/18/2015 … Continue Reading Dodd-Frank Anti-Spoofing Statute Not Void for Vagueness For High Frequency Trader
CFTC Pushes Dodd-Frank Boundaries With Manipulation Case By Steve Quinlivan on 04/04/2015 … Continue Reading CFTC Pushes Dodd-Frank Boundaries With Manipulation Case
CFTC to Shift Enforcement Actions to Administrative Courts By Steve Quinlivan on 03/21/2015 … Continue Reading CFTC to Shift Enforcement Actions to Administrative Courts
CFTC’s Massad on End-Users By Steve Quinlivan on 02/26/2015 … Continue Reading CFTC’s Massad on End-Users
SEC Proposes Hedging Disclosures Regarding Directors, Officers and Employees By Steve Quinlivan on 02/09/2015 … Continue Reading SEC Proposes Hedging Disclosures Regarding Directors, Officers and Employees
End-Users Are Dodd-Frank Collateral Damage According To CFTC Commissioner By Steve Quinlivan on 01/29/2015 … Continue Reading End-Users Are Dodd-Frank Collateral Damage According To CFTC Commissioner
New Legislation Exempts Swap End Users From Margin Requirements By Steve Quinlivan on 01/09/2015 … Continue Reading New Legislation Exempts Swap End Users From Margin Requirements
micval33 Democrats Fend Off Changes to Volcker Rule and Derivative Matters By Steve Quinlivan on 01/07/2015 … Continue Reading Democrats Fend Off Changes to Volcker Rule and Derivative Matters