Illegal “Wash Sales” in Futures Contracts Result in $35 Million Fine By Steve Quinlivan on 12/22/2014 … Continue Reading Illegal “Wash Sales” in Futures Contracts Result in $35 Million Fine
CFTC Proposes Important Clarification on Forward Contracts with Embedded Volumetric Optionality By Steve Quinlivan on 11/22/2014 … Continue Reading CFTC Proposes Important Clarification on Forward Contracts with Embedded Volumetric Optionality
CFTC Finalizes Rule to Exclude Swaps with Municipal Utilities From $25 Million De Minimis Swap Dealer Threshold By Steve Quinlivan on 10/06/2014 … Continue Reading CFTC Finalizes Rule to Exclude Swaps with Municipal Utilities From $25 Million De Minimis Swap Dealer Threshold
CFTC Proposes Margin Rules for Uncleared Swaps By Steve Quinlivan on 09/17/2014 … Continue Reading CFTC Proposes Margin Rules for Uncleared Swaps
CFTC Proposes Rule to Exclude Municipal Utilities from $25 Million De Minimis Swap Dealer Threshold By Steve Quinlivan on 06/02/2014 … Continue Reading CFTC Proposes Rule to Exclude Municipal Utilities from $25 Million De Minimis Swap Dealer Threshold
CFTC & FERC Take Steps to Implement Information Sharing MOU By Steve Quinlivan on 03/05/2014 … Continue Reading CFTC & FERC Take Steps to Implement Information Sharing MOU
FERC & CFTC sign MOUs on Jurisdiction and Information Sharing (Finally) By Steve Quinlivan on 01/06/2014 … Continue Reading FERC & CFTC sign MOUs on Jurisdiction and Information Sharing (Finally)
Who are the Swap Dealers? By Steve Quinlivan on 11/11/2013 … Continue Reading Who are the Swap Dealers?
CFTC Re-Proposes Position Limits on Physical Commodity Derivatives By Steve Quinlivan on 11/06/2013 … Continue Reading CFTC Re-Proposes Position Limits on Physical Commodity Derivatives
CFTC Abandons Old Position Limits Rule in Favor of New Rule By Steve Quinlivan on 10/29/2013 … Continue Reading CFTC Abandons Old Position Limits Rule in Favor of New Rule