Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Dodd-Frank
DC Circuit Upholds CFTC Rules Using Criteria Prior to 2003 for Excluding Registered Investment Companies from Commodity Pool Operator Status
By Steve Quinlivan on
IECA Releases Amending Agreement to Facilitate End User Compliance with CFTC Regulations
By Steve Quinlivan on
CFTC Issues Advisory Regarding Swap Reporting Requirements
By Steve Quinlivan on
Dodd-Frank New Year’s Resolutions for Energy Companies and Other Swaps End Users
By Steve Quinlivan on
CFTC Issues First Determination Regarding Swaps Required To Be Cleared
By Steve Quinlivan on
ICE Moving Cleared Energy Swaps to Futures
By Steve Quinlivan on