Continue Reading SEC Proposes Expanded Exemption for “Finders”
Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Exemptions
SEC Rulemaking Expands Accredited Investor Definition
By Steve Quinlivan on
New House Bill to Broaden Availability of Regulation A
By Steve Quinlivan on
New Corp Fin CDIs Clarify QIB Status for Rule 144A Offerings
By Steve Quinlivan on
Four Eye-Opening New C&DIs Issued by the SEC’s Division of Corporation Finance
By Steve Quinlivan on
Corp Fin Issues Three New and Revised Interpretations of the Securities Act Rules
By Steve Quinlivan on