CFTC Proposes Order to Exempt Southwest Power Pool Products By Steve Quinlivan on 06/03/2015 … Continue Reading CFTC Proposes Order to Exempt Southwest Power Pool Products
CFTC & FERC Take Steps to Implement Information Sharing MOU By Steve Quinlivan on 03/05/2014 … Continue Reading CFTC & FERC Take Steps to Implement Information Sharing MOU
Make CFTC Large Trader Report Available to FERC by the End of February, Eight Democratic Senators Tell CFTC Chairman By Steve Quinlivan on 02/17/2014 … Continue Reading Make CFTC Large Trader Report Available to FERC by the End of February, Eight Democratic Senators Tell CFTC Chairman
FERC & CFTC sign MOUs on Jurisdiction and Information Sharing (Finally) By Steve Quinlivan on 01/06/2014 … Continue Reading FERC & CFTC sign MOUs on Jurisdiction and Information Sharing (Finally)
“Red Flags” of Market Manipulation and Effective Compliance Programs By Steve Quinlivan on 11/13/2013 … Continue Reading “Red Flags” of Market Manipulation and Effective Compliance Programs
FERC Chairman’s Letter to Senate Highlights FERC-CFTC Tension and a Voluntary Trader Ban in the JP Morgan $410 Million FERC Settlement By Steve Quinlivan on 09/12/2013 … Continue Reading FERC Chairman’s Letter to Senate Highlights FERC-CFTC Tension and a Voluntary Trader Ban in the JP Morgan $410 Million FERC Settlement
FERC’s BP America Manipulation Show Cause and Proposed $28 Million Penalty Highlights the Interrelationship Between CFTC and FERC in Enforcement Matters By Steve Quinlivan on 08/19/2013 … Continue Reading FERC’s BP America Manipulation Show Cause and Proposed $28 Million Penalty Highlights the Interrelationship Between CFTC and FERC in Enforcement Matters
CFTC (and FERC) Compliance Managers Take Note – CFTC Schedules Vote on Final Interpretation of Disruptive Trading Practices By Steve Quinlivan on 05/14/2013 … Continue Reading CFTC (and FERC) Compliance Managers Take Note – CFTC Schedules Vote on Final Interpretation of Disruptive Trading Practices
CFTC’s Final Rule Exempting Certain RTO Transactions from CFTC Regulation Largely Affirms Earlier Order but Offers Helpful Changes to Market Participants By Steve Quinlivan on 04/08/2013 … Continue Reading CFTC’s Final Rule Exempting Certain RTO Transactions from CFTC Regulation Largely Affirms Earlier Order but Offers Helpful Changes to Market Participants
DC Circuit Tells FERC That CFTC Has Exclusive Jurisdiction Over Manipulation in Futures Markets Even If It Impacts FERC Markets By Steve Quinlivan on 03/19/2013 … Continue Reading DC Circuit Tells FERC That CFTC Has Exclusive Jurisdiction Over Manipulation in Futures Markets Even If It Impacts FERC Markets