Continue Reading CFTC Proposes Order to Exempt Southwest Power Pool Products
Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
CFTC & FERC Take Steps to Implement Information Sharing MOU
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Make CFTC Large Trader Report Available to FERC by the End of February, Eight Democratic Senators Tell CFTC Chairman
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FERC & CFTC sign MOUs on Jurisdiction and Information Sharing (Finally)
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“Red Flags” of Market Manipulation and Effective Compliance Programs
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FERC Chairman’s Letter to Senate Highlights FERC-CFTC Tension and a Voluntary Trader Ban in the JP Morgan $410 Million FERC Settlement
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FERC’s BP America Manipulation Show Cause and Proposed $28 Million Penalty Highlights the Interrelationship Between CFTC and FERC in Enforcement Matters
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CFTC (and FERC) Compliance Managers Take Note – CFTC Schedules Vote on Final Interpretation of Disruptive Trading Practices
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CFTC’s Final Rule Exempting Certain RTO Transactions from CFTC Regulation Largely Affirms Earlier Order but Offers Helpful Changes to Market Participants
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DC Circuit Tells FERC That CFTC Has Exclusive Jurisdiction Over Manipulation in Futures Markets Even If It Impacts FERC Markets
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