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SEC Brings Enforcement Action for Failure to Verify Accredited Investor Status

By Steve Quinlivan on 12/08/2018

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Continue Reading SEC Brings Enforcement Action for Failure to Verify Accredited Investor Status

Posted in Litigation, Public Companies and Securities, Uncategorized

House Passes JOBS and Investor Confidence Act of 2018

By Steve Quinlivan on 07/17/2018

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Continue Reading House Passes JOBS and Investor Confidence Act of 2018

Posted in Broker-Dealer, Investment Advisers, M&A, Public Companies and Securities, Uncategorized

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Jobs Act 3.0

By Steve Quinlivan on 07/12/2018

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Posted in Public Companies and Securities, Uncategorized

SEC Issues Additional Guidance on Voluntary Confidential Submissions for All Issuers

By Steve Quinlivan on 07/03/2017

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Continue Reading SEC Issues Additional Guidance on Voluntary Confidential Submissions for All Issuers

Posted in Public Companies and Securities, Uncategorized

SEC Permits All Companies to File Confidential Registration Statements

By Steve Quinlivan on 06/29/2017

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Posted in Public Companies and Securities, Uncategorized

SEC Commissioner Wonders if SAFEs are Safe for Crowdfunding

By Steve Quinlivan on 05/10/2017

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Posted in Public Companies and Securities, Uncategorized

SEC ALJ Lifts Reg A+ Suspension of Issuer

By Steve Quinlivan on 05/08/2017

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Continue Reading SEC ALJ Lifts Reg A+ Suspension of Issuer

Posted in Litigation, Public Companies and Securities, Uncategorized

Regulation A+ Issuer Aims for NYSE MKT Listing

By Steve Quinlivan on 03/21/2017

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Posted in Public Companies and Securities, Uncategorized

SEC Publishes Regulation A+ Statistics

By Steve Quinlivan on 12/31/2016

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Posted in Crowdfunding, Public Companies and Securities, Uncategorized

Secondary Trading in Regulation A+ Securities; $4.4 Million Committed by Investors Under Regulation Crowdfunding

By Steve Quinlivan on 07/19/2016

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Continue Reading Secondary Trading in Regulation A+ Securities; $4.4 Million Committed by Investors Under Regulation Crowdfunding

Posted in Crowdfunding, Public Companies and Securities, Uncategorized

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