SEC Brings Enforcement Action for Failure to Verify Accredited Investor Status By Steve Quinlivan on 12/08/2018 … Continue Reading SEC Brings Enforcement Action for Failure to Verify Accredited Investor Status
House Passes JOBS and Investor Confidence Act of 2018 By Steve Quinlivan on 07/17/2018 … Continue Reading House Passes JOBS and Investor Confidence Act of 2018
SEC Issues Additional Guidance on Voluntary Confidential Submissions for All Issuers By Steve Quinlivan on 07/03/2017 … Continue Reading SEC Issues Additional Guidance on Voluntary Confidential Submissions for All Issuers
SEC Permits All Companies to File Confidential Registration Statements By Steve Quinlivan on 06/29/2017 … Continue Reading SEC Permits All Companies to File Confidential Registration Statements
SEC Commissioner Wonders if SAFEs are Safe for Crowdfunding By Steve Quinlivan on 05/10/2017 … Continue Reading SEC Commissioner Wonders if SAFEs are Safe for Crowdfunding
SEC ALJ Lifts Reg A+ Suspension of Issuer By Steve Quinlivan on 05/08/2017 … Continue Reading SEC ALJ Lifts Reg A+ Suspension of Issuer
Regulation A+ Issuer Aims for NYSE MKT Listing By Steve Quinlivan on 03/21/2017 … Continue Reading Regulation A+ Issuer Aims for NYSE MKT Listing
SEC Publishes Regulation A+ Statistics By Steve Quinlivan on 12/31/2016 … Continue Reading SEC Publishes Regulation A+ Statistics
Secondary Trading in Regulation A+ Securities; $4.4 Million Committed by Investors Under Regulation Crowdfunding By Steve Quinlivan on 07/19/2016 … Continue Reading Secondary Trading in Regulation A+ Securities; $4.4 Million Committed by Investors Under Regulation Crowdfunding