SEC Proposes JOBS Act Rules for Exchange Act Registration Requirements By Steve Quinlivan on 12/18/2014 … Continue Reading SEC Proposes JOBS Act Rules for Exchange Act Registration Requirements
First Issuer Completes NASAA Coordinated Review Program By Steve Quinlivan on 12/06/2014 … Continue Reading First Issuer Completes NASAA Coordinated Review Program
SEC Finds Crowdfunding Website a General Solicitation and Violated Broker-Dealer Rules By Steve Quinlivan on 11/10/2014 … Continue Reading SEC Finds Crowdfunding Website a General Solicitation and Violated Broker-Dealer Rules
