
Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
no-action letter

![11379622_S[1]](https://www.dodd-frank.com/wp-content/uploads/sites/854/2013/05/11379622_S1-1.jpg)
No Action Relief Prompts Clarification from SEC Chair on Mandatory Arbitration
By Steve Quinlivan on

SEC Confirms Sales of NFL Fan Memberships Fall Outside of Securities Act
By Steve Quinlivan on

SEC Staff Allows Exclusion of “Fix Proxy Access” Proposal under (i)(10)
By Steve Quinlivan on

SEC Permits Shareholder Proposal for Favoring Repurchases over Dividends to Move Forward
By Steve Quinlivan on

CFTC Says Securitization SPVs Eligible for End-User Exception
By Steve Quinlivan on
Trinity Wall Street Responds in Appeal of Exclusion of Shareholder Proposal
By Steve Quinlivan on

SEC Denies No-Action Request for “Publisher Exclusion” for Recommendations of Crowdfunded Investments
By Steve Quinlivan on

Marathon Oil Seeks To Head Off New York City’s Proxy Access Proposal
By Steve Quinlivan on