Fintech Company Subject to SEC Enforcement Action for Exceeding Rule 701 Option Grant Limit By Steve Quinlivan on 03/17/2018 … Continue Reading Fintech Company Subject to SEC Enforcement Action for Exceeding Rule 701 Option Grant Limit
Director Equity Grants and Vote Buying Subject to Entire Fairness Review By Steve Quinlivan on 06/28/2017 … Continue Reading Director Equity Grants and Vote Buying Subject to Entire Fairness Review
Option Holders Cannot be Burdened With Escrow in Merger Transaction By Steve Quinlivan on 07/28/2015 … Continue Reading Option Holders Cannot be Burdened With Escrow in Merger Transaction