Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
rule 10b5-1
Gensler Hints at Proposed Changes to Rule 10b5-1
By Steve Quinlivan on
House Passes Legislation Addressing 10b5-1 Plans
By Steve Quinlivan on
SEC Commissioners Explain Dissent from Enforcement Action Related to 10b5-1 Plan
By Steve Quinlivan on
SEC Charges Company for Implementing Stock Buyback Plan Before Acquisition Negotiations Resumed
By Steve Quinlivan on
House Passes JOBS and Investor Confidence Act of 2018
By Steve Quinlivan on