Continue Reading SEC Modifies Shareholder Proposals Framework
Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
SEC
NYSE Waives Shareholder Approval Requirements in Response to COVID-19
By Steve Quinlivan on
Expanded Analysis: SEC Amends Accelerated Filer and Large Accelerated Filer Definitions, Provides SOX 404(b) Relief
By Steve Quinlivan on
Rushed Earnings Release Results in SEC Enforcement Action
By Steve Quinlivan on
SEC Publishes Statement on Transition Away from LIBOR
By Steve Quinlivan on
SEC Proposes to Modify Filer Definitions and Obligations under SOX 404(b)
By jaclynschroeder & Steve Quinlivan on
SEC Proposes to Amend Financial Disclosures Regarding M&A Transactions
By jaclynschroeder & Steve Quinlivan on

SEC Grants No-Action Letter Finding Certain Tokens Are Not Securities and Publishes Framework on Investment Contract Analysis
By Steve Quinlivan on

SEC Proposes to Expand “Test-the-Waters” Communications to all Issuers
By Steve Quinlivan on
![11379622_S[1]](https://www.dodd-frank.com/wp-content/uploads/sites/854/2013/05/11379622_S1-1.jpg)
No Action Relief Prompts Clarification from SEC Chair on Mandatory Arbitration
By Steve Quinlivan on