SEC Adopts Rules Implementing FAST Act Provisions By Steve Quinlivan on 01/13/2016 … Continue Reading SEC Adopts Rules Implementing FAST Act Provisions
Court Dismisses Case Requesting SEC be Required to Adopt Rules Regarding Disclosure of Political Contributions By Steve Quinlivan on 01/05/2016 … Continue Reading Court Dismisses Case Requesting SEC be Required to Adopt Rules Regarding Disclosure of Political Contributions
NYSE Exempts Early Stage Companies From Having to Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties By Steve Quinlivan on 01/04/2016 … Continue Reading NYSE Exempts Early Stage Companies From Having to Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties
Nasdaq Seeks to Permit Issuers to Regain Compliance Before Delisting for Failure to Hold Annual Meeting By Steve Quinlivan on 12/23/2015 … Continue Reading Nasdaq Seeks to Permit Issuers to Regain Compliance Before Delisting for Failure to Hold Annual Meeting
SEC Release on Transfer Agents Addresses Restricted Securities and Crowdfunding By Steve Quinlivan on 12/22/2015 … Continue Reading SEC Release on Transfer Agents Addresses Restricted Securities and Crowdfunding
Legislators Say SEC Can Work on Political Spending Disclosures By Steve Quinlivan on 12/22/2015 … Continue Reading Legislators Say SEC Can Work on Political Spending Disclosures
SEC Issues Staff Report on Accredited Investor Definition By Steve Quinlivan on 12/18/2015 … Continue Reading SEC Issues Staff Report on Accredited Investor Definition
SEC Permits EDGAR Test Filings of Crowdfunding Offerings By Steve Quinlivan on 12/18/2015 … Continue Reading SEC Permits EDGAR Test Filings of Crowdfunding Offerings
Spending Bill Prevents SEC From Requiring Disclosure of Political Contributions By Steve Quinlivan on 12/16/2015 … Continue Reading Spending Bill Prevents SEC From Requiring Disclosure of Political Contributions
SEC Wants to Know Where You Are at on Revenue Recognition By Steve Quinlivan on 12/12/2015 … Continue Reading SEC Wants to Know Where You Are at on Revenue Recognition