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SEC ALJ Lifts Reg A+ Suspension of Issuer

By Steve Quinlivan on 05/08/2017

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SEC Staff Relaxes Conflict Minerals Reporting

By Steve Quinlivan on 04/07/2017

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Continue Reading SEC Staff Relaxes Conflict Minerals Reporting

Court Enters Final Judgment in Conflict Minerals Case

By Steve Quinlivan on 04/03/2017

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Continue Reading Court Enters Final Judgment in Conflict Minerals Case

Read the New Rules before You Make Your Next SEC Filing

By Steve Quinlivan on 04/01/2017

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Continue Reading Read the New Rules before You Make Your Next SEC Filing

SEC Denies Listing of another Bitcoin Fund; Petition for Review Filed for Winklevoss Bitcoin Trust

By Steve Quinlivan on 03/28/2017

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Continue Reading SEC Denies Listing of another Bitcoin Fund; Petition for Review Filed for Winklevoss Bitcoin Trust

SEC Order Prevents Winklevoss Bitcoin Trust

By Steve Quinlivan on 03/10/2017

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Continue Reading SEC Order Prevents Winklevoss Bitcoin Trust

Parties Request Judgment be Entered in Conflict Minerals Case

By Steve Quinlivan on 03/10/2017

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Continue Reading Parties Request Judgment be Entered in Conflict Minerals Case

SEC Requires Hyperlinking of Exhibits

By Steve Quinlivan on 03/05/2017

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Judge Orders Status Report in Conflict Minerals Case

By Steve Quinlivan on 02/15/2017

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SEC Approves T+2 settlement; Abides by T+4 settlement for Firm Commitment Deals

By Steve Quinlivan on 02/14/2017

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Continue Reading SEC Approves T+2 settlement; Abides by T+4 settlement for Firm Commitment Deals