SEC Grants Broker-Dealers Relief under New Lease Accounting Standard By Steve Quinlivan on 11/11/2016 … Continue Reading SEC Grants Broker-Dealers Relief under New Lease Accounting Standard
Trump and the Repeal of Dodd-Frank By Steve Quinlivan on 11/10/2016 … Continue Reading Trump and the Repeal of Dodd-Frank
New C&DI’s on Fee Calculations and Form S-8 By Steve Quinlivan on 11/09/2016 … Continue Reading New C&DI’s on Fee Calculations and Form S-8
No Need to Mail Annual Reports to SEC if . . . By Steve Quinlivan on 11/02/2016 … Continue Reading No Need to Mail Annual Reports to SEC if . . .
Revised SEC Rule 504 and Minnesota Offerings By Steve Quinlivan on 10/30/2016 … Continue Reading Revised SEC Rule 504 and Minnesota Offerings
The SEC’s Proposed Universal Proxy Rule: Beneficial to Shareholders or Tilting the Result toward Activist Investors? By Steve Quinlivan on 10/28/2016 … Continue Reading The SEC’s Proposed Universal Proxy Rule: Beneficial to Shareholders or Tilting the Result toward Activist Investors?
New SEC Rules for Intrastate and Regional Securities Offerings By Steve Quinlivan on 10/26/2016 … Continue Reading New SEC Rules for Intrastate and Regional Securities Offerings
The SEC’s Universal Proxy Rulemaking: History & What to Expect By Steve Quinlivan on 10/23/2016 … Continue Reading The SEC’s Universal Proxy Rulemaking: History & What to Expect
Corp Fin Issues Three New and Revised Interpretations of the Securities Act Rules By Steve Quinlivan on 10/20/2016 … Continue Reading Corp Fin Issues Three New and Revised Interpretations of the Securities Act Rules
SEC Publishes FAQs on Pay Ratio Rule By Steve Quinlivan on 10/18/2016 … Continue Reading SEC Publishes FAQs on Pay Ratio Rule