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SEC Rulemaking Expands Accredited Investor Definition

By Steve Quinlivan on 08/27/2020

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Continue Reading SEC Rulemaking Expands Accredited Investor Definition

Posted in Investment Advisers, Public Companies and Securities, Uncategorized

New House Bill to Broaden Availability of Regulation A

By Steve Quinlivan on 09/11/2017

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Continue Reading New House Bill to Broaden Availability of Regulation A

Posted in Public Companies and Securities, Uncategorized

SEC Issues Additional Guidance on Voluntary Confidential Submissions for All Issuers

By Steve Quinlivan on 07/03/2017

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Continue Reading SEC Issues Additional Guidance on Voluntary Confidential Submissions for All Issuers

Posted in Public Companies and Securities, Uncategorized

SEC Confirms Sales of NFL Fan Memberships Fall Outside of Securities Act

By Steve Quinlivan on 06/30/2017

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Continue Reading SEC Confirms Sales of NFL Fan Memberships Fall Outside of Securities Act

Posted in Uncategorized

Four Eye-Opening New C&DIs Issued by the SEC’s Division of Corporation Finance

By Steve Quinlivan on 11/17/2016

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Continue Reading Four Eye-Opening New C&DIs Issued by the SEC’s Division of Corporation Finance

Posted in Public Companies and Securities, Uncategorized

Three Bills Proposing Amendments to the Federal Securities Laws Gain Traction in Congress

By Steve Quinlivan on 02/03/2016

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Continue Reading Three Bills Proposing Amendments to the Federal Securities Laws Gain Traction in Congress

Posted in Broker-Dealer, Investment Advisers, Private Equity, Public Companies and Securities, Uncategorized

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