CFTC Collects $2.69 Million in Spoofing Action By Steve Quinlivan on 04/05/2016 … Continue Reading CFTC Collects $2.69 Million in Spoofing Action
Dodd-Frank Anti-Spoofing Statute Not Void for Vagueness For High Frequency Trader By Steve Quinlivan on 04/18/2015 … Continue Reading Dodd-Frank Anti-Spoofing Statute Not Void for Vagueness For High Frequency Trader
Spoofing Back in the News — First Criminal Indictment for Spoofing; CFTC Settlement Lays Out Telltale Signs of Spoofing By Steve Quinlivan on 10/13/2014 … Continue Reading Spoofing Back in the News — First Criminal Indictment for Spoofing; CFTC Settlement Lays Out Telltale Signs of Spoofing
Protecting a Position by “Banging the Close” and “Spoofing” Will Be Penalized – the CFTC By Steve Quinlivan on 11/21/2013 … Continue Reading Protecting a Position by “Banging the Close” and “Spoofing” Will Be Penalized – the CFTC
CFTC’s Final Rule on Disruptive Trading Clarifies Disruptive Trading Practices, including that “Strobing” is Prohibited “Spoofing” By Steve Quinlivan on 05/24/2013 … Continue Reading CFTC’s Final Rule on Disruptive Trading Clarifies Disruptive Trading Practices, including that “Strobing” is Prohibited “Spoofing”
CFTC (and FERC) Compliance Managers Take Note – CFTC Schedules Vote on Final Interpretation of Disruptive Trading Practices By Steve Quinlivan on 05/14/2013 … Continue Reading CFTC (and FERC) Compliance Managers Take Note – CFTC Schedules Vote on Final Interpretation of Disruptive Trading Practices
CFTC Announces Second Spoofing Action Against Commodity Traders By Steve Quinlivan on 01/02/2013 … Continue Reading CFTC Announces Second Spoofing Action Against Commodity Traders