Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE

The CFTC has announced a proposed rulemaking schedule.  Some of the highlights include:

  • The end-user exemption and other matters related to mandatory clearing are scheduled for June 2012
  • A proposed response to the MF Global collapse related to segregation and bankruptcy is scheduled for Fall 2012
  • Final rules for margin and capital for non-banks is scheduled for Fall 2012

The CFTC describes the foregoing dates as the “earliest potential date for consideration.”

Check frequently for updated information on the JOBS Act, the Dodd-Frank Act and other important securities law matters.

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