Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
David Jenson
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New ’34 Act Reporting Requirements Under the Iran Threat Reduction and Syria Human Rights Act of 2012
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JOBS Act Rulemaking Updates
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SEC to Debut EDGAR-Based System for Confidential Non-Public Reviews
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New Broker-Dealer Notice-Filing Obligations in Private Placements
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JOBS Act: Crowdfunding Intermediaries FAQs
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SEC Denies No Action Request Under Family Office Rule
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Proposed Red Flags Rules Jointly Announced by the SEC and CFTC
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SEC Releases New Say-on-Pay CD&I
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ISS Releases 2012 Compensation Policy FAQs
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