Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Consumer Protection

U.S. House of Representatives Acts to Create New Category of Exempt Transaction Under the Securities Act of 1933
By Steve Quinlivan on
FTC Announces Regulatory Reform Process
By Steve Quinlivan on

SEC and North American Securities Administrators Association Sign Information-Sharing Agreement
By Steve Quinlivan on

Legislation Creating Small Business Advocacy within the SEC Heading to the President’s Desk
By David Jenson on

House Passes Creating Financial Prosperity for Businesses and Investors Act
By David Jenson on

CFPB Outlines Expectations on Incentive Compensation
By Steve Quinlivan on
The New York State Department of Financial Services Proposes Robust Cybersecurity Rules
By Zane Gilmer on
CFPB’s Structure Ruled Unconstitutional but it Avoids Being Dismantled
By Zane Gilmer on
CFPB Month in Review for August 2016
By Zane Gilmer on