SEC Adopts Final Rules on Advisory Performance Fees By Jill Radloff on 02/16/2012 … Continue Reading SEC Adopts Final Rules on Advisory Performance Fees
OIG’s Follow-Up Review of Cost-Benefit Analyses in Selected SEC Dodd-Frank Act Rulemakings By Jill Radloff on 01/31/2012 … Continue Reading OIG’s Follow-Up Review of Cost-Benefit Analyses in Selected SEC Dodd-Frank Act Rulemakings
SEC Issues FAQ’s on Family Office Investment Adviser Exemption By Jill Radloff on 01/20/2012 … Continue Reading SEC Issues FAQ’s on Family Office Investment Adviser Exemption
Say-on-Pay Did Not Change State Law Fiduciary Duties According to Federal Court By Jill Radloff on 01/16/2012 … Continue Reading Say-on-Pay Did Not Change State Law Fiduciary Duties According to Federal Court
SEC Issues Small Entity Compliance Guide for Form PF By Jill Radloff on 01/09/2012 … Continue Reading SEC Issues Small Entity Compliance Guide for Form PF
SEC Issues Final Mine Safety Disclosure Rules By Jill Radloff on 12/21/2011 … Continue Reading SEC Issues Final Mine Safety Disclosure Rules
FDIC Proposes Rule Regarding Treatment of Mutual Insurance Holding Companies in Liquidation By Jill Radloff on 12/13/2011 … Continue Reading FDIC Proposes Rule Regarding Treatment of Mutual Insurance Holding Companies in Liquidation
CFPB Publishes Prototype Credit Card Agreement By Jill Radloff on 12/07/2011 … Continue Reading CFPB Publishes Prototype Credit Card Agreement
Update on OECD Conflict Minerals Project By Jill Radloff on 11/29/2011 … Continue Reading Update on OECD Conflict Minerals Project