Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Steve Quinlivan
Steve has a strong reputation in M&A, securities and international transactions, offering a rare combination of excellence and value who presents well to boards. Steve represents clients across the United States in mergers and acquisitions, ESOPs, REITs, securities regulation, securities offerings, international transactions and financing matters. He uses his deep background in law, finance, accounting and project management to complete his clients' most strategically important and challenging assignments.
SEC Issues More FAQs on Conflict Minerals
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OIG Finds Deficiencies in CFPB Supervisory Activities
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OSHA Publishes Interim Rule for Handling Whistleblower Retaliation Complaints
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Case Illustrates Role of 10b5-1 Plans in Securities Litigation
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SEC Investment Management Division Provides Social Media Guidance
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Minnesota Revised Uniform Limited Liability Company Act
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Keith Higgins Speaks to JOBS Act Misperceptions: • The staff will not be quick to second guess • “Venture fairs” and “demo days” are not prohibited • Issuers are not expected to comply with the pending Regulation D rule proposal
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U.S. Brings Criminal Charges for False Sarbanes-Oxley Certifications
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Community Banks: OCC Guidance on Volcker Rule
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