Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Steve Quinlivan
Steve has a strong reputation in M&A, securities and international transactions, offering a rare combination of excellence and value who presents well to boards. Steve represents clients across the United States in mergers and acquisitions, ESOPs, REITs, securities regulation, securities offerings, international transactions and financing matters. He uses his deep background in law, finance, accounting and project management to complete his clients' most strategically important and challenging assignments.
Second Recent CFTC “Banging the Close” Case Results in Various CEA Violations, Fines, Trading Bans
By Steve Quinlivan on
Whistleblowers Can Now File Complaints Online With OSHA
By Steve Quinlivan on
PCAOB Reproposes Rule Requiring Engagement Partner to be Named in Audit Report
By Steve Quinlivan on
CFPB to Oversee Nonbank Student Loan Servicers
By Steve Quinlivan on
SEC Gives Guidance on Venture Capital Exemption
By Steve Quinlivan on
CFPB Issues Report on Compliance Costs
By Steve Quinlivan on
D&O Questionnaire Update Forms for 2014
By David Jenson, Jill Radloff & Steve Quinlivan on
SEC Issues Credit Rating Agency Independence Study – No Changes Necessary
By Steve Quinlivan on
Protecting a Position by “Banging the Close” and “Spoofing” Will Be Penalized – the CFTC
By Steve Quinlivan on