Steve Quinlivan

Volcker Rule Has Vague Guidance About Prohibited Compensation

By Steve Quinlivan on 12/10/2013

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SEC Grants First Rule 506 Bad Actor Waiver

By Steve Quinlivan on 12/06/2013

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Second Recent CFTC “Banging the Close” Case Results in Various CEA Violations, Fines, Trading Bans

By Steve Quinlivan on 12/06/2013

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Whistleblowers Can Now File Complaints Online With OSHA

By Steve Quinlivan on 12/05/2013

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PCAOB Reproposes Rule Requiring Engagement Partner to be Named in Audit Report

By Steve Quinlivan on 12/04/2013

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CFPB to Oversee Nonbank Student Loan Servicers

By Steve Quinlivan on 12/03/2013

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SEC Gives Guidance on Venture Capital Exemption

By Steve Quinlivan on 12/02/2013

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CFPB Issues Report on Compliance Costs

By Steve Quinlivan on 12/02/2013

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D&O Questionnaire Update Forms for 2014

By David Jenson, Jill Radloff & Steve Quinlivan on 12/01/2013

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SEC Issues Credit Rating Agency Independence Study – No Changes Necessary

By Steve Quinlivan on 11/21/2013

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