CFPB Declines to Modify or Set Aside Civil Investigative Demand By Steve Quinlivan on 09/24/2012 … Continue Reading CFPB Declines to Modify or Set Aside Civil Investigative Demand
Preliminary 2013 Proxy Season Checklist (Updated 9/30/12) By Steve Quinlivan on 09/24/2012 … Continue Reading Preliminary 2013 Proxy Season Checklist (Updated 9/30/12)
CFTC Issues Provisional Swap Data Repository Registration to DTCC Data Repository, LLC By Steve Quinlivan on 09/21/2012 … Continue Reading CFTC Issues Provisional Swap Data Repository Registration to DTCC Data Repository, LLC
SEC Report to Congress on Credit Rating Standardization By Steve Quinlivan on 09/17/2012 … Continue Reading SEC Report to Congress on Credit Rating Standardization
GAO Makes Recommendations to FSOC and OFR on Transparency By Steve Quinlivan on 09/16/2012 … Continue Reading GAO Makes Recommendations to FSOC and OFR on Transparency
SEC Confirms Private Funds May Engage in General Solicitations for Regulation D Offerings By Steve Quinlivan on 08/31/2012 … Continue Reading SEC Confirms Private Funds May Engage in General Solicitations for Regulation D Offerings
Proposed Amendments to Rule 144A By Steve Quinlivan on 08/31/2012 … Continue Reading Proposed Amendments to Rule 144A
The Conflict Minerals Report’s Content and Supply Chain Due Diligence By Steve Quinlivan on 08/26/2012 … Continue Reading The Conflict Minerals Report’s Content and Supply Chain Due Diligence
Scope of Conflict Mineral Disclosure Requirements By Steve Quinlivan on 08/25/2012 … Continue Reading Scope of Conflict Mineral Disclosure Requirements
CFTC Proposes Exemptions to Regulation of Transactions in ISO/RTO Markets as “Swaps” Under CEA By Steve Quinlivan on 08/22/2012 … Continue Reading CFTC Proposes Exemptions to Regulation of Transactions in ISO/RTO Markets as “Swaps” Under CEA