CFPB Proposes Rule for the Protection of Privileged Information By Steve Quinlivan on 03/12/2012 … Continue Reading CFPB Proposes Rule for the Protection of Privileged Information
SEC Staff Permits Exclusion of Some but Not All Shareholder Proxy Access Proposals By Steve Quinlivan on 03/08/2012 … Continue Reading SEC Staff Permits Exclusion of Some but Not All Shareholder Proxy Access Proposals
Conflict Minerals Rules Expected Mid-Year By Steve Quinlivan on 03/06/2012 … Continue Reading Conflict Minerals Rules Expected Mid-Year
CFPB Begins Taking Complaints on Bank Accounts By Steve Quinlivan on 03/02/2012 … Continue Reading CFPB Begins Taking Complaints on Bank Accounts
Disney at Odds With ISS Again By Steve Quinlivan on 03/01/2012 … Continue Reading Disney at Odds With ISS Again
SEC Commissioner Addresses Liability of Investment Adviser Legal and Compliance Officers By Steve Quinlivan on 02/25/2012 … Continue Reading SEC Commissioner Addresses Liability of Investment Adviser Legal and Compliance Officers
CFTC Issues Final Internal Business Conduct Rules for Swap Dealers—Commissioners O’Malia and Sommers Are Not Impressed By Steve Quinlivan on 02/23/2012 … Continue Reading CFTC Issues Final Internal Business Conduct Rules for Swap Dealers—Commissioners O’Malia and Sommers Are Not Impressed
CFPB Launches Inquiry Into Overdraft Practices By Steve Quinlivan on 02/22/2012 … Continue Reading CFPB Launches Inquiry Into Overdraft Practices
CFPB Proposes Rule to Supervise Consumer Debt Collection and Consumer Reporting Markets By Steve Quinlivan on 02/18/2012 … Continue Reading CFPB Proposes Rule to Supervise Consumer Debt Collection and Consumer Reporting Markets