Continue Reading SEC Issues Interim Rule to Permit Retail Forex
GAO Report on Self-Regulatory Oversight for Private Fund Advisers
SEC Sets Revised Limit for Investment Advisers to Charge Performance Fees
CFPB Outlines Bank Supervision Approach
CFTC: If Rule 10b-5 Works For the SEC, It Should Work For Us Too (And Maybe We’ll Win More Than One Case Every 35 Years)
Final Rules Permit FDIC to Clawback Compensation Based on Negligence for Covered Financial Companies
Federal Reserve and FTC Issue Final Rules to Implement the Credit Score Disclosure Requirements of the Dodd-Frank Act
CFTC Publishes Draft Staff No-Action Letter Regarding Certain CEA Provisions after July 16, 2011
SEC Provides Additional Guidance, Interim Relief and Exemptions for Security-Based Swaps Under Dodd-Frank Act