Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Steve Quinlivan
SEC Study: No Internal Control Relief for Accelerated Filers
By Steve Quinlivan on
Occidental at Odds With ISS For Second Year—Now It’s Leadership Structure
By Steve Quinlivan on
Federal Reserve Proposes Rule Pertaining to a Consumer’s Ability to Repay a Mortgage
By Steve Quinlivan on
Treasury Official Comments on Dodd-Frank Implementation
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CFTC Commissioner Says No Dodd-Frank Delay Is Necessary
By Steve Quinlivan on
CFTC and Bank Regulators Propose Capital & Margin Rules for Swap Dealers and Major Swap Participants
By Steve Quinlivan on
CFTC Takes Early Enforcement Action Against “Spoofing” in Derivatives Markets
By Steve Quinlivan on
CFPB and National Association of Attorneys General Presidential Initiative Working Group Release Joint Statement of Principles
By Steve Quinlivan on
Joint CFTC and SEC Study on the Feasibility of Mandating Algorithmic Descriptions for Derivatives
By Steve Quinlivan on